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Connecticut Department of Banking

State of Connecticut Department of Banking

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Page 76 of 256

  • MLP Real Estate Securities Consent

  • Charles Morgan Securities Consent

  • 2021 Consumer Credit Admin Orders

  • 2021 Securities Division Admin Orders

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  • 2023 Consumer Credit Admin Orders

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Consumers

The Department of Banking is committed to protecting Connecticut citizens in transactions with financial institutions, as directed by state law, and in assisting with complaints and dispute resolution. Agency employees will promptly assist consumers with issues involving banks, credit unions, investment problems, mortgage lending and other consumer credit matters, foreclosure assistance and issues involving rental security deposits.

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Industry

The Department of Banking regulates the financial services industry in Connecticut. We are the primary state regulator for securities, consumer credit and state-chartered banks and credit unions. We advocate for consumer and investors, and license and regulate individuals and businesses that fall under our jurisdiction.

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Educational Resources

Our goal is to empower consumers with the tools they need to protect their finances and to make well-informed decisions when it comes to spending or investing their hard-earned money. Education is the key to being a smart consumer and a wise investor.

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