Administrative Orders and Settlements

Please note: When viewing administrative orders posted on the Internet, please recognize that some orders may involve allegations that may be contested in a hearing and that are not yet resolved. Such administrative proceedings may, in the end, be resolved in favor of the firm or individual or they may be concluded through a negotiated settlement with no admission of wrongdoing. The documents posted on this website are not official copies. If an official copy is needed, please contact the agency. For more information on a particular order or settlement, you may contact the department via email or by calling (860) 240-8170. Read more about the department's enforcement of laws under its jurisdiction.

Recent Administrative Orders and Settlements:

Lemaire, Jayme Frances - August 7

Bankers Healthcare Group, LLC - August 4
d/b/a BHG Financial

Kane Financial Planning, LLC - July 28

GIGGLE FINANCE INC. - July 20
d/b/a Giggle

Greenwise Financial Solutions, LLC - July 17

Mamoun, Monir Sami - July 14

Worcester County Fiduciary Advisors, Inc. - June 29
d/b/a Worcester Advisors

Camarda, Andrew V. - June 16

Lists of agency actions and settlements:

Consumer Credit - check cashers, collection agencies, debt adjusters, debt negotiators, mortgage lenders and loan brokers, mortgage servicers, money transmitters, mortgage originators, sales finance companies, small loan lenders and student loan servicers
Financial Institutions - banks, bank officers and directors, credit unions
Securities and Business Investments - agents of issuer, broker-dealers, broker-dealer agents, business opportunities, investment advisers, investment adviser agents, issuers, other respondents