Administrative Orders and Settlements

Please note: When viewing administrative orders posted on the Internet, please recognize that some orders may involve allegations that may be contested in a hearing and that are not yet resolved.  Such administrative proceedings may, in the end, be resolved in favor of the firm or individual or they may be concluded through a negotiated settlement with no admission of wrongdoing.  The documents posted on this website are not official copies.  If an official copy is needed, please contact the agency.  For more information on a particular order or settlement, you may contact the department via email or by calling (860) 240-8170.   Read more about the department's enforcement of laws under its jurisdiction. 

Recent Administrative Orders and Settlements

BlockFi Trading LLC - May 23
d/b/a BlockFi Trading 
d/b/a BlockFi

Cheetah Fund L.P. (The) - May 20
C.M. Allen Capital Management, Inc.
Allen, Craig Murfee

LoanSnap, Inc. - May 15
d/b/a LoanSnap

CREDIT RECOVERY MANAGEMENT GROUP LLC - May 13
d/b/a CR GROUP

MIDLAND GROUP AND ASSOCIATES LLC - May 13

Nelson Cruz & Associates LLC - May 13

Central Mortgage Funding, LLC - April 29
d/b/a Supreme Team Lending

COMPATTIA ROCCIA MANAGEMENT GROUP, LLC - April 26
a/k/a CRMG 

Sigue Corporation - April 25

Arcview Capital, LLC - April 24

Horang Securities, LLC - April 24

Phillips & Company Securities Inc. - April 24

Radius Securities, LLC - April 24

BAM Trading Services Inc. - April 24
d/b/a Binance.US

Guaranty Home Mortgage Corporation - April 22 

  

Lists of agency actions and settlements

  • Consumer Credit - check cashers, collection agencies, debt adjusters, debt negotiators, mortgage lenders and loan brokers, mortgage servicers, money transmitters, mortgage originators, sales finance companies, small loan lenders and student loan servicers
  • Financial Institutions - banks, bank officers and directors, credit unions
  • Securities and Business Investments - agents of issuer, broker-dealers, broker-dealer agents, business opportunities, investment advisers, investment adviser agents, issuers, other respondents