Administrative Orders and Settlements
Please note: When viewing administrative orders posted on the Internet, please recognize that some orders may involve allegations that may be contested in a hearing and that are not yet resolved. Such administrative proceedings may, in the end, be resolved in favor of the firm or individual or they may be concluded through a negotiated settlement with no admission of wrongdoing. The documents posted on this website are not official copies. If an official copy is needed, please contact the agency. For more information on a particular order or settlement, you may contact the department via email or by calling (860) 240-8170. Read more about the department's enforcement of laws under its jurisdiction.
Recent Administrative Orders and Settlements:
ATM OPS INC d/b/a BITSTOP - June 21
Morse Investment Management Company, Inc. - June 13
Bridgecrest Credit Company, LLC - June 6
d/b/a Bridgecrest
Aquarion Asset Management, LLC - May 28
BlockFi Trading LLC - May 23
d/b/a BlockFi Trading
d/b/a BlockFi
Cheetah Fund L.P. (The) - May 20
C.M. Allen Capital Management, Inc.
Allen, Craig Murfee
LoanSnap, Inc. - May 15
d/b/a LoanSnap
CREDIT RECOVERY MANAGEMENT GROUP LLC - May 13
d/b/a CR GROUP
MIDLAND GROUP AND ASSOCIATES LLC - May 13
Nelson Cruz & Associates LLC - May 13
Lists of agency actions and settlements
- Consumer Credit - check cashers, collection agencies, debt adjusters, debt negotiators, mortgage lenders and loan brokers, mortgage servicers, money transmitters, mortgage originators, sales finance companies, small loan lenders and student loan servicers
- Financial Institutions - banks, bank officers and directors, credit unions
- Securities and Business Investments - agents of issuer, broker-dealers, broker-dealer agents, business opportunities, investment advisers, investment adviser agents, issuers, other respondents