State of Connecticut Department of Banking

The Department of Banking has moved! On Monday, November 24, 2025, the Department of Banking relocated its offices to 280 Trumbull Street in Hartford.

Securities and Business Investments Division
2025 Administrative Orders and Settlements

Important Note: Securities Conditional Registrations are not listed on this page. For information on conditional registrations, please visit the department’s Verify a License page.

 

 

Other Years:  2025  |  2024  |  2023  |  2022  |  2021  |  2020  |  2019  |  2018  |  2017  |  2016

For more information on a particular administrative order or settlement, you may contact the department via email or by calling (860) 240-8170.