2026 Securities Division Admin Orders

Securities and Business Investments Division
2026 Administrative Orders and Settlements

Important Note: Securities Conditional Registrations are not listed on this page. For information on conditional registrations, please visit the department’s Verify a License page.

Goodhue, Jason A. - February 20

J. Davenport Advisors, LLC - January 14  - March 18
Davenport, John F.

Other Years:  2025  |  2024  |  2023  |  2022  |  2021  |  2020  |  2019  |  2018  |  2017  |  2016

For more information on a particular administrative order or settlement, you may contact the department via email or by calling (860) 240-8170.