State of Connecticut Department of Banking

To protect the health and safety of the public and our employees, the Department of Banking has limited the number of employees at our office at 260 Constitution Plaza in Hartford. When contacting the Department, please use electronic communication whenever possible. Consumers are encouraged to use our online form for complaints. If you are unsure where to send an inquiry, you may send it to Department.Banking@ct.gov and it will be routed appropriately. Thank you for your patience during this time.

Applications and Forms

  

Bank and Credit Union Applications
Apply for a Consumer Credit License
Securities and Business Opportunities Licensing and Registration

The following Department of Banking application forms may be downloaded for submission to the agency. Please contact the appropriate division for information on licensing procedures and requirements.

Financial Institutions Division
  • Business and Industrial Development Corporations
  • International Trade and Investment Corporation

Consumer Credit Division
Securities and Business Investments Division

Business Opportunity Registration

Securities Licensing

Securities Registration, Exemption and Notice Filings

FINRA Forms - Some forms required by the Securities Division are available from the Financial Institution Regulator Authority (FINRA) 

See also: SEC Forms List