Who We Regulate

 
Consumer Credit Division

Bona Fide Nonprofit Organizations
Check Cashers
Commercial Financing Broker or Provider
Consumer Collection Agencies
Debt Adjusters
Debt Negotiators
Exempt Companies
Lead Generators
Loan Processors/Underwriters
Money Transmitters
Mortgage Lenders/Correspondent Lenders/Brokers
Mortgage Servicers
Mortgage Originators
Sales Finance Companies
Small Loan Lenders
Student Loan Servicers

Financial Institutions Division

Bank Holding Companies
Bank and Trust Companies
Business and Industrial Development Corporations
Certain Corporations Acting in a Fiduciary Capacity
Credit Unions
Financial Holding Companies
Foreign Banks operating Agencies, Branches or Representative Offices in Connecticut
Innovation Banks
International Trade and Investment Corporations
Trust Banks
Savings Banks

Securities and Business Investments Division

Agents of Issuers
Broker-dealers and their Agents
Broker-dealer and Investment Advisory Branch Offices
Investment Advisers and their Agents
Business Opportunities
Securities Offerings