Corporate Finance

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• Rule 504 (Regulation D) Filing Instructions in Connecticut

• Instructions for 4(a)(5) Offerings

• Simplified Registration by Coordination for Edgar Filers

• ACE-NET Connecticut

• Investment Company Notice Filings

• Mutual Fund (Open-End Management Company) Filings

• Order Simplifying the Filing of Registrations by Coordination in Connecticut

• Order Prescribing Use of Form NF for Investment Company Notice Filings

• Order Governing Insurance Company Demutualization Transactions

• Transactions Exempted for Foreign BD Customers Temporarily in State

• Order Exempting Securities Approved for Margin by Federal Reserve

• Order Adopting Accredited Investor Exemption

• Order Exempting Foreign Margin Stock from Registration

• Order Exempting Certain Securities Offers on the Internet from Registration