Corporate Finance

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• Order Simplifying the Filing of Registrations by Coordination in Connecticut

• Order Prescribing Use of Form NF for Investment Company Notice Filings

• Order Governing Insurance Company Demutualization Transactions

• Transactions Exempted for Foreign BD Customers Temporarily in State

• Order Exempting Securities Approved for Margin by Federal Reserve

• Investment Company Notice Filings

• Other Securities Registration Exemptions and Notice Filings

• Simplified Registration by Coordination for Edgar Filers

• Investment Company Notice Filing Instructions

• Rule 504 (Regulation D) Filing Instructions in Connecticut

• Instructions for 4(a)(5) Offerings

• Rule 506 (Regulation D) Filing Instructions in Connecticut

• Instructions for Section 4(a)(2) Offerings

• Mutual Fund (Open-End Management Company) Filings