The Department of Banking has moved! On Monday, November 24, 2025, the Department of Banking relocated its offices to 280 Trumbull Street in Hartford.

Small Corporate Offering Registration (SCOR)

Instructions

How to Register

SCOR Issuer's Manual

New England Regional Review

Post-Sale Registration of Securities by Qualification

Forms

Form U-1 Application to Register Securities

Form U-2 (Consent to Service of Process)

Form U-2A Uniform Form of Corporate Resolution

Form U-7

Form D

Resources

Connecticut Uniform Securities Act

Regulations Under the Connecticut Uniform Securities Act

Fees

Registration Disclosure Tips

Securities Lawyer's Deskbook (Univ. of Cincinnati College of Law)

Contact

For more information or assistance, contact us at:

Connecticut Department of Banking
Securities Division
280 Trumbull Street, 16th floor
Hartford, CT 06103

Telephone: (860) 240-8230 or toll-free 1-800-831-7225
E-mail: william.olesky@ct.gov