Registration of Securities by Coordination
Instructions
Order Establishing Simplified Procedure for EDGAR Filers
Post-Sale Registration of Securities by Qualification
Forms
Form U-1 Application to Register Securities
Form U-2 (Consent to Service of Process)
Form U-2A Uniform Form of Corporate Resolution
Resources
Connecticut Uniform Securities Act
Regulations Under the Connecticut Uniform Securities Act
Securities Lawyer's Deskbook (Univ. of Cincinnati College of Law)
Contact
For more information or assistance, contact us at:
Connecticut Department of Banking
Securities Division
280 Trumbull Street, 16th floor
Hartford, CT 06103
Telephone: (860) 240-8230 or toll-free 1-800-831-7225
E-mail: william.olesky@ct.gov or dob.sec-reg@ct.gov