Corporate Finance

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• Mutual Fund (Open-End Management Company) Filings

• Investment Company Notice Filings

• ACE-NET Connecticut

• Simplified Registration by Coordination for Edgar Filers

• Order Exempting Certain Securities Offers on the Internet from Registration

• Transactions Exempted for Foreign BD Customers Temporarily in State

• Order Exempting Foreign Margin Stock from Registration

• Order Governing Insurance Company Demutualization Transactions

• Order Exempting Securities Approved for Margin by Federal Reserve

• Other Securities Registration Exemptions and Notice Filings

• Order Adopting Accredited Investor Exemption

• Securities Registration, Exemption and Notice Filings

• Fees for Securities Registration, Exemption and Notice Filings

• Registration of Securities by Qualification

• Registration of Securities by Coordination