Corporate Finance

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• ACE-NET Connecticut

• Order Prescribing Use of Form NF for Investment Company Notice Filings

• Instructions for Section 4(a)(2) Offerings

• Rule 504 (Regulation D) Filing Instructions in Connecticut

• Transactions Exempted for Foreign BD Customers Temporarily in State

• Order Exempting Certain Securities Offers on the Internet from Registration

• Order Exempting Securities Approved for Margin by Federal Reserve

• Small Corporate Offering Registration (SCOR) in Connecticut

• Securities Registration Disclosure Tips

• Investment Company Filing Status

• Instructions for 4(a)(5) Offerings

• Rule 506 FAQs

• Order Governing Insurance Company Demutualization Transactions

• Order Adopting Accredited Investor Exemption

• Order Exempting Foreign Margin Stock from Registration