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Date	Bank	Location	Activity
1/30/07	Rockville Bank Rockville	43 Prospect Hill Road East Windsor, CT  06088	approved
2/06/07	Guilford Savings Bank Guilford	840 Boston Post Road Old Saybrook, CT  06475	opening date

On February 1, 2007, pursuant to Sections 36a-412(a)(2) and 36a 145(c)(1) of the Connecticut General Statutes, Mellon Trust of New England, N.A., a national banking association with its main office in Boston, Massachusetts, filed an application to establish a de novo limited branch to operate under the name Mellon Private Wealth Management, at 406 Farmington Avenue, Farmington, Connecticut.

On January 25, 2007, the Commissioner issued an order to cease and desist against Paul E. Dwyer, order revoking the first mortgage lender/broker license of Monetary Funding Group of Connecticut, LLC (“MFGC”), order revoking the secondary mortgage lender /broker license of Monetary Funding Group, Inc. (“MFG”) and an order imposing a civil penalty of $100,000 against Paul E. Dwyer (“Order”) In the Matter of: Paul E. Dwyer, Monetary Funding Group of Connecticut, LLC, Monetary Funding Group, Inc. (“Respondents”).  MFGC and MFG are located at 151 Pacific Street, Bridgeport, Connecticut.  The action was based on the allegation that as Managing Member of MFGC and President of MFG, Respondent Dwyer failed to respond to correspondence sent by the department which constitutes a failure to cooperate and, MFGC’s and MFG’s failure to pay civil judgments.  A copy of the Order can be obtained from the department's website, www.ct.gov/dob or by contacting the department's Legal Division.

On January 30, 2007 the Commissioner issued an Amended and Restated Temporary Order To Cease and Desist, Amended and Restated Notice of Intent To Issue Order to Cease and Desist, Amended and Restated Notice of Intent to Impose Civil Penalty, Order of Summary Suspension, Notice of Intent to Refuse to Renew First and Secondary Mortgage Lender/Broker Licenses and Notice of Right to Hearing (“Order”), In the Matter of: Mortgage Lenders Network USA, Inc. (“Respondent”).  Respondent was afforded an opportunity to request a hearing with regard to the allegations set forth in the Order.  A copy of the Order can be obtained from the department's website, www.ct.gov/dob or by contacting the department's Legal Division.

On January 26, 2007, the Commissioner issued a Notice of Intent to Revoke Registration as Broker-dealer, Order Summarily Suspending Registration, Order Denying Withdrawal of Registration as Broker-dealer and Notice of Intent to Fine against Great Eastern Securities, Inc., a broker-dealer registered under the Connecticut Uniform Securities Act.  The firm is located at 50 Broad Street, Suite 1401, New York, New York.  The action was based on allegations that 1) from at least September 2005 forward, the firm employed six unregistered agents in contravention of Section 36b-6(b) of the Act; 2) the firm violated Section 36b-16 of the Act by selling securities of AFV Solutions, Inc., Ad Venture Partners, Inc., Fidelis Energy, Inc., Produce Safety and Security International, Inc. and Youbet.com, Inc. when such securities were not registered under the Act or the subject of an exemptive claim or claim of covered security status; 3) the respondent violated Section 36b-31-6f(b) of the Regulations by failing to enforce and maintain adequate supervisory procedures; 4) the respondent violated Section 36b-31-14a(a) of the Regulations under the Act by failing to keep true, accurate and current records; and 5) the firm violated Section 36b-14(d) of the Act and Section 36b-31-14f(b)(3) of the Regulations by not providing copies or computer printouts of records requested by the Commissioner.

The registration of Great Eastern Securities, Inc. was summarily suspended effective January 26, 2007, and the firm’s January 22, 2007 application to withdraw its registration was denied pending resolution of the matters alleged in the action.  The respondent was afforded an opportunity to request a hearing on the Notice of Intent to Revoke Registration as Broker-dealer.  A hearing on the Notice of Intent to Fine has been scheduled for March 27, 2007.

On January 29, 2007, the Commissioner entered into a Stipulation and Agreement with Millenco, L.L.C., an applicant for broker-dealer registration having its principal office at 666 Fifth Avenue, 86th Floor, New York, New York.  The Stipulation and Agreement alleged that at various times in 2005 and 2006, the firm had been transacting business from a location in Greenwich, Connecticut at a time when neither the firm nor its affected agents were registered under the Connecticut Uniform Securities Act.  The Stipulation and Agreement added that such conduct, combined with a December 1, 2005 cease and desist order entered against certain control persons of the firm by the Securities and Exchange Commission, would support the initiation of administrative proceedings under Sections 36-15 and 36b-27 of the Act.

Pursuant to the Stipulation and Agreement, the firm agreed to 1) engage a Connecticut Compliance Supervisor to focus on the firm’s Connecticut operations for a two year period; 2) retain an independent consultant to review the firm’s internal procedures for regulatory compliance; and 3) pay $25,000 to the department.  Of the $25,000 remitted, $20,000 constituted an administrative fine and $5,000 represented reimbursement for agency investigative costs.

Millenco, L.L.C. became registered as a broker-dealer under the Act on January 29, 2007.

       Dated:  Tuesday, February 6, 2007