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The Department of Banking has moved! On Monday, November 24, 2025, the Department of Banking relocated its offices to 280 Trumbull Street in Hartford.
Page 7 of 8
Tyrol, Lee - Findings and Order
Signal Lake Management et al - CD-NOIF
Discala-Omniview Findings and Order
RPM Capital Management - Newland - CO
Senior Financial Advisors - Leavitt - Consent Order
Meyers Associates - 2017 Consent Order
Advanced Business Banking Solutions LLC - Stip
Rafal, John - 2017 Consent Order
Columbia Funds Stipulation
Swayze, Ashleigh - Consent Order
Cantor Fitzgerald - Stipulation
Neilsen, James - Findings and Order
Pokorski, Rosemarie - Findings & Order
Pokorski, Rosemarie - CD-Rest-NOIF
National Securities Corp - 2015 Consent Order
