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Page 4 of 10
Vision Travel - FINE
Mayfield, Terry - Cert CD
Evans, John W. - CD-Rest-NOIF
Dratel Group Inc - NOIR
Meyers Associates LP - 2016 NOIR-CD-NOIF
Tyrol, Lee et al - CD-Rest-NOIF
Meyers Associates LP - 2015 Consent Order
Rafal, John - CD-NOIR-NOIF
Dang, Hai Khoa - Certification
Dang, Hai Khoa - Cease and Desist Order
Rafal, John W. - Consent Order
Hershman, Peter - CD-Disgorgement-NOIF
Dratel Group Inc - Revocation Order
Hershman, Peter - Consent Order
Tricarico, Robert-Denial-Fine