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Pearson and Associates - Stipulation
Martinez-Ayme Financial Group - Revocation
McCall Business Group - Cert CD
Mayfield, Terry - Cert CD
RBS Securities Inc - Consent Order
Rafal, John - 2017 Consent Order
Rafal, John - CD-NOIR-NOIF
Proequities Inc - 2018 Consent Order
Q 350 Ely Quinn Youm - CO
Rejda, Troy - Consent Order
Reddy, Walter B III - Sovereign - Stip
Pinheiro, John A - CD-NOIF
R & R Wealth Strategies LLC - Stipulation
Voya Financial Advisors - 2018 CD-Rest-NOIF
Tricarico, Robert - NOID-CD-REST-NOIF
