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The Department of Banking has moved! On Monday, November 24, 2025, the Department of Banking relocated its offices to 280 Trumbull Street in Hartford.
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RNT Wealth Management - Fine
Harbor Vista - NOID-CD-NOIF
David Lerner Associates Inc - Consent
Tricarico, Robert - NOID-CD-REST-NOIF
Harbor Vista Wealth Mgt LLC - Cert
RNT Wealth Mgt LLC - Cert
Tricarico, Robert - Cert
Harbor Vista-Denial-Fine
Entertainment Only, LLC - CD-NOIF
RBS Securities Inc - Consent Order
Halcyon Cabot Partners, Ltd. - REV
Halcyon Cabot Partners, Ltd. - NOIR
Martinez-Ayme Financial Group - Revocation
Rockingham Capital-Frew-Consent Order
Martinez-Ayme Financial Group - NOIR-BD
