Business Opportunity Registration
Business Opportunity Look-up
In response to the outbreak of the coronavirus, the Department has issued the following interim guidance regarding Securities and Business Opportunity Filings:
Connecticut Interim Guidance - Paperless Submission of Securities Registration, Exemption and Covered Security Filings and Business Opportunity Registration Filings in Light of Pandemic Restrictions - Updated 10/6/2021
Instructions
Business Opportunity Registration Guidelines
Certain Internet Offers Exempted
Forms
Application to Register Business Opportunity
Form CT BOIA-1
Consent to Service of Process
Form CT BOIA-2
Uniform Franchise Offering Circular Guidelines and NASAA Commentary
Post-sale registration forms
Note: Acceptance of a post-sale registration is in the discretion of the Commissioner.
Resources
Connecticut Business Opportunity Investment Act
Order Pursuant to Section 36b-65(e)(1)(B)
Sales or Marketing Program Construed
Contact
For more information or assistance, contact us at:
Connecticut Department of Banking
Securities Division
260 Constitution Plaza
Hartford, CT 06103-1800
Telephone: (860) 240-8230 or toll-free 1-800-831-7225
E-mail: dawn.mafera@ct.gov