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Date	Bank	Location	Activity
08/19/13	UPS Capital Buiness Credit Windsor	* Officina de Representacion       en Monterrey    Av. 444 Ricardo Margain       Torre Norte. Of. 728    Col. Valle de Campestre    San Pedro de Garza Garcia       N.L. CP 66265    Monterrey, Mexico	Closing Date
09/16/13	The Washington Trust Company Westerly, R.I.	* Soundview Plaza, Suite 700R    1266 East Main Street    Stamford, CT  06902	Filed
09/18/13	Bankwell Bank New Canaan	FROM:  2150 Post Road            Fairfield, CT  06824 TO:      One Sasco Hill Road            Fairfield, CT  06824	Filed To Relocate
09/18/13	Bankwell Bank  New Canaan	FROM:  2248 Black Road Tnpk            Fairfield, CT  06824  TO:      2220 Black Rock Tnpk            Fairfield, CT  06824	Filed To Relocate
12/31/13	UPS Capital Business Credit Windsor	* Prime Capital Business Credit LLC    Cerrito 228 Piso 7 Date    C1010AAS Buenos Aires    Argentina	Closing Date
12/31/13	UPS Capital Business Credit  Windsor	* United Partners Comercial      e Servicos, Ltda.    Rua Pedroso Alvarenga    1046-cj. 124    04531-004 Sao Paulo, SP, Brazil	Closing Date
12/31/13	UPS Capital Business Credit Windsor	* Asesorias Andes Capital Ltda     Windsor Catedral 1009, Piso 18    Edificio Plaza De Armas    Santiagom, Chile	Closing Date
12/31/13	UPS Capital Business Credit Windsor	* Brucke S.A.S.    Windsor Calle 122 # 18C    Columbia	Closing Date
12/31/13	UPS Capital Business Credit Windsor	* Industrial Development Services      Pvt. Limited    M-1 Kanchenjunga    18 Barakhamba Road    New Delhi 110 001    India	Closing Date
12/31/13	UPS Capital Business Credit Windsor	* World Trade Center    Montecito 38 Piso 30    Oficina 34    Col. Napoles C.P. 03810    Mexico	Closing Date
12/31/13	UPS Capital Business Credit Winsor	* Logistics, Business &      Consulting,SA    Calle Los Tuncanes 198    San Isidro    Lima 27, Peru	Closing Date
12/31/13	UPS Capital Business Credit Windsor	* Worldwide Business       Development, Inc.    Buyukdere Cad. No. 24 34 330    1 Levent    Istanbul, Turkey	Closing Date
*Loan Production Office

Date	Check Casher	Location	Activity
09/16/13	TCC Multikargo LLC	370 West Main Street Stamford, CT  06902	Filed
09/17/13	Navaid, Muhammad M.	1242 Main Street Willimantic, CT  06226	Filed

On August 28, 2013, the Commissioner entered into a Consent Order with Summit Funding, Inc d/b/a Summit Funding Inc. Your Mortgage Professionals (NMLS # 84943) (“Summit Funding”), Flushing, New York.  The Consent Order was based on an investigation by the Consumer Credit Division.  As a result of such investigation, on July 2, 2013, the Commissioner issued a Notice of Intent to Issue Order to Cease and Desist, Notice of Intent to Impose Civil Penalty and Notice of Right to Hearing.  The Commissioner alleged that Summit Funding failed to file certain annual information required by mortgage call reports, in violation of Section 36a-534b(c)(3) of the Connecticut General Statutes.  As part of the Consent Order, Summit Funding paid $2,500 as a civil penalty. 

On August 28, 2013, the Commissioner issued an Order Revoking Money Transmission License, Order to Cease and Desist and Order Imposing Civil Penalty (“Order”) In the Matter of:  Global Money Remittance, Inc. (“Global”) and InterTransfers, Inc. d/b/a InterTransfers (“InterTransfers”) (collectively, “Respondents”), both of Miami, Florida.  The basis of the Order was that:  Global failed to transmit money or monetary value received from purchasers constituting an unsafe or unsound practice within the meaning of Section 36a-596(16) of the Connecticut General Statutes and failed to notify the Commissioner no later than one business day after the commencement of a regulatory action by a governmental agency, in violation of Section 36a-598(e) of the Connecticut General Statutes; InterTransfers failed to notify the Commissioner no later than one business day after the commencement of a regulatory action by a governmental agency, in violation of Section 36a-598(e) of the Connecticut General Statutes; and each Respondent failed to demonstrate that its business will be conducted honestly, fairly, equitably, carefully and efficiently within the purposes and intent of Sections 36a-595 to 36a-610, inclusive, of the Connecticut General Statutes, and in a manner commanding the confidence and trust of the community.  The license of each Respondent to engage in the business of money transmission in Connecticut was revoked.  Global was ordered to cease and desist from engaging in an unsafe or unsound practice and violating Section 36a-598(e) of the Connecticut General Statutes and InterTransfers was ordered to cease and desist from violating Section 36a-598(e) of the Connecticut General Statutes.  In addition, each Respondent was ordered to pay a civil penalty in the amount of $100,000.

On September 16, 2013, the Banking Commissioner issued an Order to Cease and Desist, Notice of Intent to Fine and Notice of Right to Hearing (Docket No. CF-13-7839-S) against multiple respondents, including Christian Meissenn of Orlando, Florida.  Meissenn, who was also known as Christian Nigohossian, Christian Mason, Christopher Mason and Christian Levon Nigohossian, also resided in Suffield, Connecticut.  From 2001 to 2003, Meissenn headed GIT Securities Corporation (CRD # 103735), a brokerage firm that was controlled by respondent Rescon Technology Corporation (“Rescon”).  Also named in the action were 1) Gabriel Abensur of Gibraltar; 2) John Morgan of New York, New York; 3) Speed of Thought Trading Corporation (“Speed”) of Philadelphia, Pennsylvania; 4) Rescon, which shared the same address as Speed; 5) Northeast Development Corporation (“Northeast”) of Philadelphia, Pennsylvania and Windsor Locks, Connecticut; 6) Hybrid Automotive Technologies, Inc. (“Hybrid”) of Enfield, Connecticut; 7) Ironclad Investments, LLC (“Ironclad”) of Bloomfield, Connecticut, an entity which held itself out as a high performance arbitraged FOREX fund; 8) Damian Seth Delgado of Orlando, Florida and Suffield, Connecticut, who had previously been sentenced in New Jersey to a term of imprisonment for securities fraud; and 9) The African Diamond Company, Inc. (now known as Coal Corporation) (“African”) of Herndon, Virginia.  Although African held itself out as having a business address in West Hartford, Connecticut, the action alleged that that address was actually a mail drop established by respondent Abensur.

At various times, Meissenn was allegedly the president of African, Speed, Rescon and Northeast.  Respondent Meissenn also formed Hybrid and, together with respondent Delgado, co-managed Ironclad.  The action also alleged that Meissenn and/or Abensur had a financial interest or served as an officer or director of Speed, Rescon, Northeast, African, Ironclad and Hybrid (the “Meissenn/Abensur Entities”), and that the securities issued by the Meissenn/Abensur Entities were low priced, thinly traded securities (penny stocks).

According to the action, over a span of eight years, commencing in 2001, respondents, with the exception of Delgado, sold unregistered securities of the Meissenn/Abensur Entities in or from Connecticut in violation of Section 36b-16 of the Connecticut Uniform Securities Act, and that respondent Morgan transacted business as an unregistered agent of issuer.  The action further alleged that Meissenn and Abensur violated the antifraud provisions by inducing investors who had previously bought securities issued by one or more of the Meissenn/Abensur entities to exchange their shares at a premium for different Meissenn/Abensur Entity securities while promising profitability but not disclosing critical information on the entity, the involvement of Meissenn and Abensur in the entity’s operations and the impact of dilution.  The action also alleged that Meissenn violated Section 36b-23 of the Act by misrepresenting in sworn testimony before Division investigators that Meissenn had no relationship with African.

The action further alleged that Meissenn and Abensur, with the material assistance of Delgado, engaged in a second fraudulent scheme which involved defrauding investors of Terra Energy Resources, Ltd. (“Terra”), a Delaware corporation quoted on OTC Link LLC.  Specifically, the action alleged that Abensur formed Sunrise Group Investments Corp. in Gibraltar, Bull Investments Limited in Gibraltar, Monrosa Investments Ltd. in the Republic of Seychelles, Romestar International Inc. in Gibraltar and Raven Investments PLC in Seychelles, then opened U.S. brokerage accounts for these companies at various broker-dealers, providing the companies’ address as 2842 Main Street, Suite 185, Glastonbury, Connecticut.  Through the companies, Abensur then bought and sold Terra securities multiple times on the same day in the companies’ various brokerage accounts, which created the false appearance of inflated and exaggerated trading activity in the shares of Terra.  Abensur deposited the sales proceeds into Ironclad’s bank account, which was controlled by Meissenn, and directed Meissenn and Delgado to write checks from that account for nonbusiness expenses.  The action also alleged that Abensur and/or Meissenn further perpetuated a scheme to defraud investors by circulating, from the Glastonbury address, misleading literature regarding Terra to investors in Connecticut and other states in an effort to create interest in Terra.

The respondents were afforded an opportunity to request a hearing on the Order to Cease and Desist and Notice of Intent to Fine.

On September 19, 2013, the Banking Commissioner entered a Consent Order (No. CO-13-7936-S) with respect to Hollywood Next Holdings LLC of Waterford, Connecticut and A. Searle Field, director and control person of the company.  The Consent Order alleged that the respondents violated Section 36b-16 of the Connecticut Uniform Securities Act by offering and selling securities that were not registered nor the subject of a filed exemption claim.  Those securities consisted of shares and/or units of Hollywood Next Holdings LLC as well as securities issued by United Atlantic Film Fund No. 1, LLC, United Atlantic Film Equity Fund No. 2, LLC, United Atlantic Film Equity Fund No. 3, LLC, United Atlantic Film Equity Fund No. 4, LLC and United Atlantic Film Equity Fund No. 5, LLC.  Ultimately, on August 29, 2013, respondent Field made exemptive filings for the United Atlantic funds.  The Consent Order also alleged that the respondents violated the antifraud provisions in Section 36b-4(a)(2) of the Act in connection with sales of the securities.  In resolution of the matter, the respondents agreed to cease and desist from regulatory violations.  The Consent Order also directed respondent Field to pay a $50,000 fine no later than November 1, 2013.

       Dated:  Tuesday, September 24, 2013