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Page 20 of 21
MDS Securities - Cond Registration
Landers and Co - COND BD
MIT Associates-2002 Conditioning Order
Hoya Capital Real Estate LLC - Cond Regis
Parker Wealth Mgt Conditional Registration
OneShare Investments Conditioning Stipulation
Leland Energy Inc et al - CD-NOIF
Hershman, Peter - CD-Disgorgement-NOIF
Hunton Oil Partners et al - Stipulation
Harbor Vista-Denial-Fine
Hershman, Peter - Consent Order
Martinez-Ayme Financial Group - Revocation
Hunjo LLC - Stipulation
Johnson, Javeir - Fine
Johnson, Javeir - Certification
