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Page 15 of 21
Maxim Group LLC Stipulation
Dear, Charles-Modified Consent Order
MIT Associates-Vacating Order
RBS Securities Inc - Consent Order
Rafal, John - 2017 Consent Order
Rafal, John - CD-NOIR-NOIF
Proequities Inc - 2018 Consent Order
Q 350 Ely Quinn Youm - CO
Rejda, Troy - Consent Order
Reddy, Walter B III - Sovereign - Stip
R & R Wealth Strategies LLC - Stipulation
RNT Wealth Management - Fine
Total Mortgage Services - CO
Prysma Lending Group - CO
Centry Union Services - FFCL & Order
