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Page 13 of 21
Pettit, James - NOID-CD-NOIF
RKS Advisors Consent
Touloukian Conditional Order
Vildzius Conditioning Consent Order
Silver Oak Securities Consent Order
Advanced Business Banking Solutions LLC - Stip
Signal Lake Management et al - CD-NOIF
Senior Financial Advisors - Leavitt - Consent Order
RPM Capital Management - Newland - CO
Rockingham Capital-Frew-Consent Order
Seiler, Thomas E. - Consent Order
SF Investments Inc - Stipulation
Scott, Ralph Upton - Stipulation
SE Ohio Shale & Oriskany Dev - Cert
RNT Wealth Mgt LLC - Cert
