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Page 12 of 21
Maxim Group LLC Stipulation
Dear, Charles-Modified Consent Order
MIT Associates-Vacating Order
Discala-Omniview Findings and Order
David Lerner Associates Inc - Consent
Dratel Group Inc - NOIR
Dang, Hai Khoa - Cease and Desist Order
Dratel Group Inc - Revocation Order
Connolly, Arthur - Fine
Doyle, James Ward - Certification
Connolly, Arthur - Certification
Dang, Hai Khoa - Certification
Patriot Financial, Inc - NOI Ref Ren-CD-CP
National Credit Adjusters, L.L.C. - CO
Praxis Financial Solutions - ASUS-Temp CD-NOI Revo-CD
