The Department of Banking News Bulletin

Bulletin # 3223 - Week Ending November 28, 2025

This Bulletin constitutes the only official notification you will receive from this office concerning any of the following applications. Any observations you may have are solicited. Any comments should be directed to Jorge L. Perez, Banking Commissioner. Written comments will be considered only if they are received within ten business days from the date of this bulletin.

SECURITIES AND BUSINESS INVESTMENTS DIVISION ACTIVITY 

Tyr Partners LP d/b/a Goodstead (IARD No. 308769) and Robert Elbert Swigert 
(CRD No. 5846103)

On November 28, 2025, the Banking Commissioner entered a Consent Order (No. CO-25-2025-32-S) with respect to Tyr Partners LP d/b/a Goodstead, an investment adviser that was previously registered under the Connecticut Uniform Securities Act but failed to renew its registration more than one time. Also named in the Consent Order was Robert Elbert Swigert whose prior registration as an investment adviser agent of the firm similarly lapsed due to a failure to renew.

The Consent Order alleged that the firm transacted business as an investment adviser while unregistered in violation of Section 36b-6(c)(1) of the Act and employed an unregistered investment adviser agent in violation of Section 36b-6(c)(3) of the Act. The Consent Order also alleged that Swigert transacted business as an unregistered investment adviser agent in violation of Section 36b-6(c)(2) of the Act.

The Consent Order directed the Respondents to cease and desist from regulatory violations and fined them $2,500 jointly and severally.

Effective November 28, 2025, Tyr Partners LP d/b/a Goodstead became registered in Connecticut as an investment adviser and Swigert became registered as an investment adviser agent of the firm.

Dated: Tuesday, December 2, 2025

Jorge L. Perez
Banking Commissioner