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The Department of Banking has moved! On Monday, November 24, 2025, the Department of Banking relocated its offices to 280 Trumbull Street in Hartford.
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Order Adopting Form BR
Amended Order Re: Modified Series 65 and 66 Examination
Dodd-Frank IA Filing Deferral Order
ChFC and CLU Exempt from Series 65 Examination
Order Governing Federally Exempt Investment Advisers
Connecticut Filing Instructions for Federally Covered Investment Advisers
Order Updating Custody Requirements for Investment Advisers
Securities Industry Personnel Testing Requirements
Instructions for Investment Adviser Agent Registration in Connecticut
Agents of Issuer Information
Securities Branch Office Information
Connecticut-Registered Investment Adviser Information
Investment Adviser Agent Information
SEC-Registered Investment Adviser Information
Broker-Dealer Information Page
