Branch Offices
(Broker-dealers and Connecticut Registered Investment Advisers)
Instructions
Branch Office Registration, Electronic Filing (Order Adopting Form BR)
Waiver of On-Site Manager (Broker-dealer and Investment Advisory Branch Offices)
Forms
Form BR (Uniform Branch Office Registration Form)
Workers' Compensation Coverage Questionnaire
Resources
Connecticut Uniform Securities Act
Regulations Under the Connecticut Uniform Securities Act
Contact
For more information or assistance, contact us at:
Connecticut Department of Banking
Securities Division
260 Constitution Plaza
Hartford, CT 06103-1800
Telephone: (860) 240-8230 or toll-free 1-800-831-7225
E-mail: dob.sec-reg@ct.gov
william.olesky@ct.gov