NOTICE: Connecticut banks and credit unions interested in participating in the Governor's no-interest loan program may submit an application to the Department of Banking.

Branch Offices

(Broker-dealers and Connecticut Registered Investment Advisers)


How to Register


Connecticut Transitions to Electronic Filing for Branch Office Registrations Effective October 31, 2005

Branch Office Registration, Electronic Filing (Order Adopting Form BR)

Waiver of On-Site Manager (Broker-dealer and Investment Advisory Branch Offices)


Form BR (Uniform Branch Office Registration Form)
Revised to October, 2005 (12 pages)

Workers' Compensation Coverage Questionnaire
Revised to January, 2001 (1 page)


Connecticut Uniform Securities Act

Regulations Under the Connecticut Uniform Securities Act


For more information or assistance, contact us at:

Connecticut Department of Banking
Securities Division
260 Constitution Plaza
Hartford, CT 06103-1800

Telephone: (860) 240-8230 or toll-free 1-800-831-7225

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