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Page 19 of 21
Primary Capital Mortgage - CO
Medford Mortgage LLC - CD-CP
Israel A. Englander Conditioning Order
Ginder, Jason - Cond Consent Order
Lammergeier Research et al. - Cond
LGAUS LLC Conditioning Registration
MDS Securities - Cond Registration
Landers and Co - COND BD
MIT Associates-2002 Conditioning Order
Hoya Capital Real Estate LLC - Cond Regis
OneShare Investments Conditioning Stipulation
Cantone Research - CD-Rest-NOIR
CE Capital Ltd et al - CD-Rest-NOIF
Cantone Research - Consent Order
Bridgewater Communications - Consent
