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Connecticut's Extreme Hot Weather Protocol will be activated from Tuesday, July 14, through Thursday, July 16. Cooling centers are available statewide. To find the nearest location, visit www.211ct.org or call 2-1-1. [READ THE UPDATE]
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Bridgewater Communications - Consent
Columbia Funds Stipulation
Cantor Fitzgerald - Stipulation
CE Capital Limited - Fine
CE Capital - Certification
Connolly, Arthur - Certification
RBS Securities Inc - Consent Order
Rafal, John - 2017 Consent Order
Rafal, John - CD-NOIR-NOIF
Proequities Inc - 2018 Consent Order
Q 350 Ely Quinn Youm - CO
Rejda, Troy - Consent Order
Reddy, Walter B III - Sovereign - Stip
R & R Wealth Strategies LLC - Stipulation
RNT Wealth Management - Fine
