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Harbor Vista Wealth Mgt LLC - Cert
Meyers Associates LP - 2016 NOIR-CD-NOIF
Merrill Lynch - 2006 Consent Order
Meyers Associates - 2017 Consent Order
Multivend - Consent Order
Moreau Investment Mgt Co - Consent Order
Pearson and Associates - Stipulation
McCall Business Group - Cert CD
Mayfield, Terry - Cert CD
RBS Securities Inc - Consent Order
Rafal, John - 2017 Consent Order
Rafal, John - CD-NOIR-NOIF
Proequities Inc - 2018 Consent Order
Rejda, Troy - Consent Order
Reddy, Walter B III - Sovereign - Stip
