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Connecticut Department of Banking

State of Connecticut Department of Banking

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Enforcement

Page 28 of 32

  • Tricarico, Robert - Cert

  • Harbor Vista-Denial-Fine

  • Entertainment Only, LLC - CD-NOIF

  • Quesnel, Dale Sr. - Default Order

  • RBS Securities Inc - Consent Order

  • Halcyon Cabot Partners, Ltd. - REV

  • Quesnel, Dale et al - CD-Rest-NOIF

  • Halcyon Cabot Partners, Ltd. - NOIR

  • Martinez-Ayme Financial Group - Revocation

  • Rockingham Capital-Frew-Consent Order

  • Martinez-Ayme Financial Group - NOIR-BD

  • Steffany, Paul Anthony - Consent Order

  • Entertainment Only LLC - Consent Order

  • Seiler, Thomas E. - Consent Order

  • Bridgewater Communications - Consent

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