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Connecticut Department of Banking

State of Connecticut Department of Banking

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Enforcement

Page 27 of 32

  • Dang, Hai Khoa - Certification

  • Dang, Hai Khoa - Cease and Desist Order

  • Rafal, John W. - Consent Order

  • Hershman, Peter - CD-Disgorgement-NOIF

  • Dratel Group Inc - Revocation Order

  • Hershman, Peter - Consent Order

  • Tricarico, Robert-Denial-Fine

  • Gray, Robert Lawrence - CD-NOIF

  • Cantone Research - CD-Rest-NOIR

  • RNT Wealth Management - Fine

  • Harbor Vista - NOID-CD-NOIF

  • David Lerner Associates Inc - Consent

  • Tricarico, Robert - NOID-CD-REST-NOIF

  • Harbor Vista Wealth Mgt LLC - Cert

  • RNT Wealth Mgt LLC - Cert

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