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Page 7 of 7
Freeman, Brandi - Certification
Harbor Vista Wealth Mgt LLC - Cert
Woodard, Matthew - Consent Order
Wilbanks Securities Inc - NOIR-NOIC
Wyllins, Raymond-Consent Order
Wilbanks Securities Inc-REV-CANC
Leland Energy Inc et al - CD-NOIF
Hershman, Peter - CD-Disgorgement-NOIF
Hunton Oil Partners et al - Stipulation
Harbor Vista-Denial-Fine
Hershman, Peter - Consent Order
Martinez-Ayme Financial Group - Revocation
Hunjo LLC - Stipulation
Johnson, Javeir - Fine
Johnson, Javeir - Certification
