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Connecticut Department of Banking

State of Connecticut Department of Banking

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Securities Conditional Registrations

Page 1 of 2

  • Ginder, Jason - Cond Consent Order

  • Sageworks Capital - Cond Regis

  • Wadsworth, William Sr - Conditional Regis

  • Conditional Registrations - Securities Division

  • Parker Wealth Mgt Conditional Registration

  • Sands, Steven - Conditioning Agreement

  • Israel A. Englander Conditioning Order

  • Rawlings Wealth Management LLC - Cond Regis

  • Hoya Capital Real Estate LLC - Cond Regis

  • LGAUS LLC Conditioning Registration

  • Quantum Financial LLC - Cond IA

  • Fallah, Robert - Vacating Order

  • MDS Securities - Cond Registration

  • Lammergeier Research et al. - Cond

  • Atlantic Alchemy Co. LLC - Cond Regis

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