Corporate Finance

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• Securities Registration, Exemption and Notice Filing Information

• ACE-NET Connecticut

• Fees for Securities Registration, Exemption and Notice Filings

• Order Governing Insurance Company Demutualization Transactions

• Transactions Exempted for Foreign BD Customers Temporarily in State

• Order Exempting Certain Securities Offers on the Internet from Registration

• Order Exempting Securities Approved for Margin by Federal Reserve

• Other Securities Registration Exemptions and Notice Filings

• Order Adopting Accredited Investor Exemption

• Order Exempting Foreign Margin Stock from Registration

• Instructions for Section 4(a)(2) Offerings

• Order Simplifying the Filing of Registrations by Coordination in Connecticut

• Instructions for 4(a)(5) Offerings

• Small Corporate Offering Registration (SCOR) in Connecticut

• Rule 506 FAQs