Commercial Financing Providers and Brokers
Registered in Connecticut

Commercial financing means any extension of sales-based financing by a provider in an amount not exceeding two hundred fifty thousand dollars, the proceeds of which the recipient does not intend to use primarily for personal, family or household purposes.

“Commercial financing provider” means a person who extends a specific offer of commercial financing to a recipient and includes, unless otherwise exempt, a commercial financing broker.

“Commercial financing broker” means a person, other than a financer, who, for compensation or the expectation of compensation, offers, or offers to obtain, commercial financing for a recipient from a provider that is not exempt. 

 “Person” means an individual, corporation, partnership, limited liability company, joint venture, association, joint stock company, trust or unincorporated organization, including, but not limited to, a sole proprietorship.

Connecticut has two types of registrations for commercial financing: one for providers and one for brokers.

Questions concerning commercial financing may be directed via email to Anne Cappelli at the Consumer Credit Division.

To verify that a commercial financing provider or broker is licensed to do business in Connecticut, please use the NMLS Consumer Access link below.

NMLS Consumer Access is a fully searchable website that allows the public to view information concerning state-licensed consumer collection agencies.

Commercial Financing Providers and Brokers registered to do business in Connecticut are listed alphabetically below by entity name.  All listings include:  entity name, registration number, registration name and address.  Please click on the link below to download the file.

Downloadable List of Commercial Financing Providers and Brokers as of May 1, 2025

**Windows users tip: once file is downloaded simultaneously select the "control" and "F" keys to find a particular name.