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State of Connecticut Department of Banking
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Enforcement

Page 2 of 22

  • Peter R. Mack & Co. Inc. - Stipulation

  • Omniview-Discala-CD-Rest-NOIF

  • Quantum Financial LLC - Cond IA

  • Fallah, Robert - Vacating Order

  • Pettit, James - NOID-CD-NOIF

  • Sands, Martin-Conditioning Agreement

  • Benchmark Conditioning Order

  • Israel A. Englander Conditioning Order

  • Continental Five-Sacchetta

  • DMR Investment Advisers Conditional

  • Atlantic Alchemy Co. LLC - Cond Regis

  • Conditional Registrations - Securities Division

  • Sands, Martin Scott - COND IAA

  • Parker Wealth Mgt Conditional Registration

  • Fidelity International Securities - COND VAC

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