NOTICE: Connecticut banks and credit unions interested in participating in the Governor's no-interest loan program may submit an application to the Department of Banking.

Other Securities Registration Exemptions and Notice Filings



Model Accredited Investor Exemption Form
(3 pages, file size 144 KB)

Form U-2 (Consent to Service of Process)
(4 pages, file size 104KB)



For more information or assistance, contact us at:

Connecticut Department of Banking
Securities Division
260 Constitution Plaza
Hartford, CT 06103-1800

Telephone: (860) 240-8230 or toll-free 1-800-831-7225
E-mail: or

Travel directions