It seems that JavaScript is not working in your browser. It could be because it is not supported, or that JavaScript is intentionally disabled. Some of the features on CT.gov will not function properly with out javascript enabled.
Settings Menu
The Department of Banking has moved! On Monday, November 24, 2025, the Department of Banking relocated its offices to 280 Trumbull Street in Hartford.
Page 1 of 1
Order Excluding Banks from BD Definition Until Final SEC Ruling
Transactions by a Foreign Broker-dealer Exempt from Federal Registration
Applying For Broker-Dealer Registration In Connecticut
Order Exempting NASD Member Firms from Filing of Annual Statement
Broker-Dealer Information Page
