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Extreme Hot Weather: Connecticut residents are urged to prepare for extreme heat across the state from Sunday through Wednesday. Cooling centers are opening statewide. [Read more]

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Connecticut Department of Banking

State of Connecticut Department of Banking

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Securities Orders-2

Page 9 of 10

  • K.C. Ward Financial, LLC - Stipulation

  • Rojo, Andres et al - Consent Order

  • Settzo, Carolyn - Consent Order

  • Floridel LLC - Consent Order

  • Citigroup Global Markets Inc - 2015 Consent Order

  • Hansmire, Kenneth et al - Consent Order

  • Rafferty Capital Markets - Consent Order

  • Meissenn, Christian - Consent Order

  • Stead-Fast Custom Linings LLC - Certification

  • James, Mike - Cert CD

  • Stead-Fast Custom Linings LLC - Fine

  • Dunn, Robert - Cert CD

  • Greenberg Law - Cert CD

  • Fox, Richard - Cert CD

  • McCall Business Group - Cert CD

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