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State of Connecticut Department of Banking
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Securities Orders-2

Page 3 of 7

  • Meyers Associates - 2017 Consent Order

  • Multivend - Consent Order

  • Moreau Investment Mgt Co - Consent Order

  • Pearson and Associates - Stipulation

  • Pinheiro, John A - CD-NOIF

  • McCall Business Group - Cert CD

  • Mayfield, Terry - Cert CD

  • Discala-Omniview Findings and Order

  • David Lerner Associates Inc - Consent

  • Dubiel, Walter John - Consent Order

  • Dratel Group Inc - NOIR

  • Dang, Hai Khoa - Cease and Desist Order

  • Dratel Group Inc - Revocation Order

  • Connolly, Arthur - Fine

  • Doyle, James Ward - Certification

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