State of Connecticut Department of Banking

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IN THE MATTER OF:

ROGERS FORMAN III




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CERTIFICATION

DOCKET NO. CF-2010-7554-S

The undersigned hereby certifies, on behalf of the Banking Commissioner (“Commissioner”), that:

1. On February 26, 2010, the Commissioner issued an Order to Cease and Desist (“Order”), Notice of Intent to Fine and Notice of Right to Hearing (collectively “Notice”) against Rogers Forman III (“Respondent”), a copy of the Notice is attached hereto and incorporated by reference herein;
2. The Order provided that it would remain in effect and become permanent against Respondent if a hearing was not requested within 14 days of its receipt;
3. On March 1, 2010, the Notice was sent by registered mail, return receipt requested, to Respondent;
4. On March 4, 2010, Respondent received the Notice;
5. Respondent has failed to request a hearing on the matters set forth in the Order within 14 days of its receipt; and
6. On March 19, 2010, the Order issued against Respondent became permanent.
     

Dated at Hartford, Connecticut    HOWARD F. PITKIN
this 18th day of May 2010.    BANKING COMMISSIONER    
    
By _______/s/________________ 
  Jesse B. Silverman 
  Staff Attorney 

 

Administrative Orders and Settlements