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Connecticut's Extreme Hot Weather Protocol will be activated from Tuesday, July 14, through Thursday, July 16. Cooling centers are available statewide. To find the nearest location, visit www.211ct.org or call 2-1-1. [READ THE UPDATE]
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Broker-dealer Registration Instructions
Broker-Dealer Information Page
Order Exempting NASD Member Firms from Filing of Annual Statement
Transactions by a Foreign Broker-dealer Exempt from Federal Registration
Order Excluding Banks from BD Definition Until Final SEC Ruling
