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Connecticut Department of Banking

State of Connecticut Department of Banking

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  • Connecticut-Registered Investment Adviser Information

  • Order Concerning Filings Through the IARD for Investment Advisory Firms

  • Order Updating Custody Requirements for Investment Advisers

  • Form ADV Part II Filing Through IARD

  • Advertising Filing Exemption for State Registered IAs

  • Investment Advisers Cautioned on Use of Hedge Clauses

  • Instructions for Investment Adviser Registration in Connecticut

  • Order Governing Registrations Filings Through the IARD for Agents and Firms

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