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Connecticut's Extreme Hot Weather Protocol will be activated from Tuesday, July 14, through Thursday, July 16. Cooling centers are available statewide. To find the nearest location, visit www.211ct.org or call 2-1-1. [READ THE UPDATE]
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Connecticut Application for Investment Adviser Registration
Investment Advisory Codes of Ethics
Compliance Programs of Connecticut Investment Advisers
Advertising Filing Exemption for State Registered IAs
Form ADV Part II Filing Through IARD
Connecticut-Registered Investment Adviser Information
Standing Letters of Authorization
Order Updating Custody Requirements for Investment Advisers
Investment Advisers Cautioned on Use of Hedge Clauses
Order Concerning Filings Through the IARD for Investment Advisory Firms
Order Governing Registrations Filings Through the IARD for Agents and Firms
