State of Connecticut Department of Banking

The Department of Banking has moved! On Monday, November 24, 2025, the Department of Banking relocated its offices to 280 Trumbull Street in Hartford.

Administrative Orders and Settlements

Please note: When viewing administrative orders posted on the Internet, please recognize that some orders may involve allegations that may be contested in a hearing and that are not yet resolved.  Such administrative proceedings may, in the end, be resolved in favor of the firm or individual or they may be concluded through a negotiated settlement with no admission of wrongdoing.  The documents posted on this website are not official copies.  If an official copy is needed, please contact the agency.  For more information on a particular order or settlement, you may contact the department via email or by calling (860) 240-8170.   Read more about the department's enforcement of laws under its jurisdiction. 

Recent Administrative Orders and Settlements:

Omnipoint Management Solutions LLC - February 10

Zions Debt Holdings, LLC - February 10
Carter, Christopher Thayne
Fuller, Brian Scott

Banta, Meera - February 5
First Bank Mortgage, Inc.
d/b/a Money Tree

J. Davenport Advisors, LLC - January 14
Davenport, John F.

Set Forth, LLC - January 13
a/k/a Forth, Inc.
d/b/a Forth
f/k/a Set Forth, Inc.
f/k/a Debt Pay Gateway, Inc. 

  

Lists of agency actions and settlements

  • Consumer Credit - check cashers, collection agencies, debt adjusters, debt negotiators, mortgage lenders and loan brokers, mortgage servicers, money transmitters, mortgage originators, sales finance companies, small loan lenders and student loan servicers
  • Financial Institutions - banks, bank officers and directors, credit unions
  • Securities and Business Investments - agents of issuer, broker-dealers, broker-dealer agents, business opportunities, investment advisers, investment adviser agents, issuers, other respondents