State of Connecticut Department of Banking

To protect the health and safety of the public and our employees, the Department of Banking has limited the number of employees at our office at 260 Constitution Plaza in Hartford. When contacting the Department, please use electronic communication whenever possible. Consumers are encouraged to use our online form for complaints. If you are unsure where to send an inquiry, you may send it to Department.Banking@ct.gov and it will be routed appropriately. Thank you for your patience during this time.

Administrative Orders and Settlements

Please note: When viewing administrative orders posted on the Internet, please recognize that some orders may involve allegations that may be contested in a hearing and that are not yet resolved.  Such administrative proceedings may, in the end, be resolved in favor of the firm or individual or they may be concluded through a negotiated settlement with no admission of wrongdoing.  The documents posted on this website are not official copies.  If an official copy is needed, please contact the agency.  For more information on a particular order or settlement, you may contact the department via email or by calling (860) 240-8170.   Read more about the department's enforcement of laws under its jurisdiction. 

Recent Administrative Orders and Settlements: 

Endeavor Global Partners Corp. - September 21
Endeavor Global Partners (HK) Ltd.
Fresne, David Manning

Olive Tree Ridge Investment Advisors LLC - September 21

Klein, Samuel - September 16

KF Pecksland, LLC - September 16
Visual Group, LLC - September 16

Legal Funding, LLC  - September 16
d/b/a Crash Advance

LoanHero, Inc. - September 15

PrimePay LLC d/b/a PrimePay  -  September 12

Pettit, James Albert - September 7

Torrington Wireless LLC -  September 6

Payward Ventures, Inc. -  August 31
d/b/a Kraken

CONNECTICUT MEDICAL FINANCIAL SERVICES, INC. - August 18
d/b/a C.M. FINANCIAL SERVICES INC.

Law Offices of David M. Katz, P.C.  - August 9

Aldwych Securities LLC  - August 8

Monterey Financial Services LLC - August 8
d/b/a Monterey Collection Services

Clipper Capital Group LLC - August 3
T&T Capital Partners LLC
Tavares, Steven Alan

Lists of agency actions and settlements
  • Consumer Credit - check cashers, collection agencies, debt adjusters, debt negotiators, mortgage lenders and loan brokers, mortgage servicers, money transmitters, mortgage originators, sales finance companies, small loan lenders and student loan servicers
  • Financial Institutions - banks, bank officers and directors, credit unions
  • Securities and Business Investments - agents of issuer, broker-dealers, broker-dealer agents, business opportunities, investment advisers, investment adviser agents, issuers, other respondents