State of Connecticut Department of Banking

To protect the health and safety of the public and our employees, the Department of Banking has limited the number of employees at our office at 260 Constitution Plaza in Hartford. When contacting the Department, please use electronic communication whenever possible. Consumers are encouraged to use our online form for complaints. If you are unsure where to send an inquiry, you may send it to Department.Banking@ct.gov and it will be routed appropriately. Thank you for your patience during this time.

Administrative Orders and Settlements

Please note: When viewing administrative orders posted on the Internet, please recognize that some orders may involve allegations that may be contested in a hearing and that are not yet resolved.  Such administrative proceedings may, in the end, be resolved in favor of the firm or individual or they may be concluded through a negotiated settlement with no admission of wrongdoing.  The documents posted on this website are not official copies.  If an official copy is needed, please contact the agency.  For more information on a particular order or settlement, you may contact the department via email or by calling (860) 240-8170.   Read more about the department's enforcement of laws under its jurisdiction. 

Recent Administrative Orders and Settlements: 

L.A. Mortgage One LLC - May 25
d/b/a L.A. Mortgage

Blackstone Wealth Solutions LLC - May 23
Hults, Matthew Craig
Kopman, Paul Brian

Sound Mortgage, LLC - May 22

Pallida, LLC - May 17

SoLo Funds Inc. - May 16

Moore, Jeffrey Lenard - May 15

Mutual of Omaha Mortgage, Inc. - May 15
d/b/a Keller Home Loans 
d/b/a Mutual of Omaha Mortgage 
d/b/a Mutual of Omaha Reverse Mortgage 
d/b/a Retirement Funding Solutions

SandP Solutions, LLC - April 20  -  May 4
d/b/a Bitcoin of America

Terrascheduler LLC - May 8
Hamar, Richard Craig

A.G.P./Alliance Global Partners, LLC - May 3

Pratik KC a/k/a Pratik Chand KC - May 3

Clipper Capital Group LLC - May 2
T&T Capital Partners LLC
Tavares, Steven Alan

Tower DBW VI Trust 2016-1 - May 1
Tower DB IX Trust 2019-1 

Lists of agency actions and settlements
  • Consumer Credit - check cashers, collection agencies, debt adjusters, debt negotiators, mortgage lenders and loan brokers, mortgage servicers, money transmitters, mortgage originators, sales finance companies, small loan lenders and student loan servicers
  • Financial Institutions - banks, bank officers and directors, credit unions
  • Securities and Business Investments - agents of issuer, broker-dealers, broker-dealer agents, business opportunities, investment advisers, investment adviser agents, issuers, other respondents