State of Connecticut Department of Banking

Administrative Orders and Settlements

Please note: When viewing administrative orders posted on the Internet, please recognize that some orders may involve allegations that may be contested in a hearing and that are not yet resolved.  Such administrative proceedings may, in the end, be resolved in favor of the firm or individual or they may be concluded through a negotiated settlement with no admission of wrongdoing.  The documents posted on this website are not official copies.  If an official copy is needed, please contact the agency.  For more information on a particular order or settlement, you may contact the department via email or by calling (860) 240-8170.   Read more about the department's enforcement of laws under its jurisdiction. 

Recent Administrative Orders and Settlements: 

Growthpoint Technology Partners, LLC - May 15

SWCD LLC a/k/a Campfire Capital - May 15

Radius Securities, LLC - May 7

Hudson Harbor Capital Management LP - May 6
Hudson Harper Capital LP

Tower Capital Management, LLC - May 6

Fair Collections & Outsourcing of New England, Inc. - May 1
d/b/a FCO
Fair Collections & Outsourcing, Inc.
d/b/a FCO

Anchored Tiny Homes Franchising LLC - April 28

 

 

 

EnFin Corp. - April 23
d/b/a ENFIN SOLAR CORP.

Metric Financial, LLC - April 17

Accelerated Debt Settlement Inc. - April 15
d/b/a Accelerated Debt Solutions
Financial Solutions Group LLC
Lakes, Jeffrey A

LOVELY’S BOUTIQUE &BEAUTY LLC - April 14
d/b/a Lovely's Boutique & Beauty
Thompson, Nasshon

Healthcare Finance Direct, LLC - April 10 

  

Lists of agency actions and settlements

  • Consumer Credit - check cashers, collection agencies, debt adjusters, debt negotiators, mortgage lenders and loan brokers, mortgage servicers, money transmitters, mortgage originators, sales finance companies, small loan lenders and student loan servicers
  • Financial Institutions - banks, bank officers and directors, credit unions
  • Securities and Business Investments - agents of issuer, broker-dealers, broker-dealer agents, business opportunities, investment advisers, investment adviser agents, issuers, other respondents