To protect the health and safety of the public and our employees, the Department of Banking has limited the number of employees at our office at 260 Constitution Plaza in Hartford. When contacting the Department, please use electronic communication whenever possible. Consumers are encouraged to use our online form for complaints. If you are unsure where to send an inquiry, you may send it to Department.Banking@ct.gov and it will be routed appropriately. Thank you for your patience during this time.

Administrative Orders and Settlements

Please note: When viewing administrative orders posted on the Internet, please recognize that some orders may involve allegations that may be contested in a hearing and that are not yet resolved.  Such administrative proceedings may, in the end, be resolved in favor of the firm or individual or they may be concluded through a negotiated settlement with no admission of wrongdoing.  The documents posted on this website are not official copies.  If an official copy is needed, please contact the agency.  For more information on a particular order or settlement, you may contact the department via email or by calling (860) 240-8170.   Read more about the department's enforcement of laws under its jurisdiction. 

Recent Administrative Orders and Settlements: 

Fedorko, Joseph Michael Jr. - May 17

KJM Securities, Inc. - May 16

Loan X Mortgage LLC - May 9

Sage Financial Design, Inc.  -  May 9
Thompson, Robert Sheldon

Connecticut Medical Financial Services, Inc.  -  May 5

Solo Funds Inc.  -  May 4

Verespy, Erin Lynn  -  May 2

Mobility Credit Acceptance, LLC  -  April 29
f/k/a Cigar Break Credit, LLC

Westphalen, Adam  - April 26
   Civil Complaint 
   Motion for Summary Judgment
   Ruling-Summary Judgment Motion
   Restitution Order

Kronos SaaShr, Inc.  -  April 25

AVM Virtual Paralegal Services LLC
a/k/a AVM Virtual Legal Services LLC  -  April 18

Macedo, Ruben Anibal - April 13 - April 22

1st Alliance Lending , LLC - April 5

Hop Knot Franchising Corp. (The) - April 1
Boney, Michael T.

US Asset Management, Inc. - April 1
d/b/a USAM 

Lists of agency actions and settlements
  • Consumer Credit - check cashers, collection agencies, debt adjusters, debt negotiators, mortgage lenders and loan brokers, mortgage servicers, money transmitters, mortgage originators, sales finance companies, small loan lenders and student loan servicers
  • Financial Institutions - banks, bank officers and directors, credit unions
  • Securities and Business Investments - agents of issuer, broker-dealers, broker-dealer agents, business opportunities, investment advisers, investment adviser agents, issuers, other respondents