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Connecticut Department of Banking

State of Connecticut Department of Banking

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Exemptions-Other

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  • Transactions Exempted for Foreign BD Customers Temporarily in State

  • Order Exempting Certain Securities Offers on the Internet from Registration

  • Order Exempting Securities Approved for Margin by Federal Reserve

  • Order Governing Insurance Company Demutualization Transactions

  • Other Securities Registration Exemptions and Notice Filings

  • Order Adopting Accredited Investor Exemption

  • Order Exempting Foreign Margin Stock from Registration

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