State of Connecticut Department of Banking

Martin Luther King, Jr. Corridor Designation - Request for Information The Department of Banking is seeking applications for the designation of "Martin Luther King, Jr. (MLK) Corridors" to promote secured and unsecured lending in the state with the intention of stimulating economic development within those corridors. More information may be found here. Apply via the DAS CTSouce Bid Board, type DOB-24084 in the search field.

Securities and Business Investments Division
2014 Administrative Orders and Settlements 

Important Note: Securities Conditional Registrations are not listed on this page. For information on conditional registrations, please visit the department’s Verify a License page.

Byl, Michael James - December 3

Columbus Advisory Group, Ltd. - November 26

HFP Capital Markets LLC - December 11 

Orion Capital LLC - November 7
Gibson, Herman Wayne 

Ramos, Edmund J. - September 30
The Right Mortgage Co., Inc. 

Ulysses Partners, LLC - November 13
Neilsen, James E.

Vanderbilt Securities, LLC - October 8

Young, Andre Paul - November 26

Other Years:  2023  |  2022  |  2021  |  2020  |  2019  |   2018  |  2017  |  2016  |  2015 

For more information on a particular administrative order or settlement, you may contact the department via E-mail or by calling (860) 240-8170.