Final Decision FIC2014-454
In the Matter of a Complaint by
||Docket #FIC 2014-454|
Warren Serenbetz, Chairman, Board
of Finance, Town of Wilton; Al Alper,
member, Board of Finance, Town of
Wilton; Richard Creeth, member,
Board of Finance, Town of Wilton;
Lynne Vanderslice, member, Board
of Finance, Town of Wilton; Jeffrey
Rutishauser, member, Board of Finance,
Town of Wilton; John Kalamarides,
member, Board of Finance, Town of
Wilton; Board of Finance, Town of
Wilton; and Town of Wilton,
June 24, 2015
The above-captioned matter was heard as a contested case on April 29, 2015, at which time the complainant and the respondents appeared, stipulated to certain facts and presented testimony, exhibits and argument on the complaint.
For purposes of hearing, the above-captioned matter was consolidated with Docket #FIC 2014-417; Marissa Lowthert v. Bill Brennan, First Selectman, Town of Wilton; Harold Clark, member, Board of Selectmen, Town of Wilton; Richard Dubow, member, Board of Selectmen, Town of Wilton; Tedd Hoffstatter, member, Board of Selectmen, Town of Wilton; James Saxe, member, Board of Selectmen, Town of Wilton; Board of Selectmen, Town of Wilton; and Town of Wilton.
After consideration of the entire record, the following facts are found and conclusions of law are reached:
1. The respondents are public agencies within the meaning of §1-200(1), G.S.
2. It is found that on June 17, 2014, the respondent board held a regular meeting (“the meeting”) during which it convened in executive session.
3. By e-mail sent and received on July 15, 2014, the complainant appealed to this Commission, alleging that the respondents violated the Freedom of Information (“FOI”) Act by:
a. “failing to state the purpose of the executive session with sufficient specificity;” and
b. “failing to identify all persons who attended the executive session.”
4. With respect to the complainant’s allegation described in paragraph 3a, above, the complainant stated at the hearing on this matter that her allegation in that regard was specifically that the respondents failed to state the purpose of the executive session on the agenda and at the time the board convened the executive session.
5. In her complaint, the complainant requested that the Commission consider the imposition of a civil penalty, as well as other various remedies, including disclosure of those who attended the executive session.
6. Section 1-200(6), G.S., provides, in relevant part, as follows:
“Executive sessions” means a meeting of a public agency at which the public is excluded for one or more of the following purposes … (B) strategy and negotiations with respect to a pending claim or pending litigation to which the public agency or a member thereof, because of the member’s conduct as a member of such agency, is a party until such litigation or claim has been finally adjudicated or otherwise settled . . . .
7. Section 1-225(c), G.S., provides as follows:
The agenda of the regular meetings of every public agency, except for the General Assembly, shall be available to the public and shall be filed, not less than twenty-four hours before the meetings to which they refer, (1) in such agency's regular office or place of business, and (2) in the office of the clerk of such subdivision for any public agency of a political subdivision of the state …
8. Section 1-225(f), G.S., provides as follows:
A public agency may hold an executive session as defined in subdivision (6) of section 1-200, upon an affirmative vote of two-thirds of the members of such body present and voting, taken at a public meeting and stating the reasons for such executive session, as defined in section 1-200.
9. In Zoning Board of Appeals of the Town of Plainfield, et al. v. FOIC et al., Superior Court, Docket No. CV 99-0497917-S, Judicial District of New Britain, Memorandum of Decision dated May 3, 2000 (Satter, J.), reversed on other grounds, 66 Conn. App. 279 (2001), the court observed that one purpose of a meeting agenda “is that the public and interested parties be apprised of matters to be taken up at the meeting in order to properly prepare and be present to express their views,” and that “[a] notice is proper only if it fairly and sufficiently apprises the public of the action proposed, making possible intelligent preparation for participation in the hearing.”
10. In Trenton E. Wright, Jr. v. First Selectman, Town of Windham, Docket #FIC 1990-048, the Commission found that the phrase "executive session - personnel matters" was too vague to communicate to the public what business would be transacted.
11. In Durham Middlefield Interlocal Agreement Advisory Board v. FOIC et al., Superior Court, Docket No. CV 96 0080435, Judicial District of Middletown, Memorandum of Decision dated August 12, 1997 (McWeeny, J.), the court concluded that it was reasonable for the Commission to require something more detailed than “Executive Session Re: Possible Litigation” in a special meeting notice.
12. It is found that the agenda for the meeting included the following relevant item:
2. Executive Session: Litigation
13. It is found that the respondent board convened in executive session specifically to discuss the complainant’s May 12, 2014 letter to the town which it believed fell within the definition of a pending litigation within the meaning of §1-200(9), G.S.
14. It is found that the minutes for the respondent board’s June 17, 2014 regular meeting state in relevant part as follows:
PRESENT: Warren Serenbetz, Al Alper, Jeff Rutishauser, Richard Creeth, Lynne Vanderslice (on the phone)
ALSO PRESENT: Sandy Dennies, Ken Bernhard, John Kalamarides, Melissa Lowthert
Executive Session: Mr. Serenbetz moved to go into the Executive Session to discuss pending notice of claim and invited Ken Bernhard to attend. The Motion was seconded and carried. Ken Bernhard left Executive Session at 7:20pm. The board come out of Executive Session at 7:30 pm. No actions were taken.
15. With respect to the complainant’s allegation described in paragraph 3a, above, the respondents contended at the hearing on this matter that they did not violate the FOI Act as alleged by the complainant with respect to the agenda for its meeting because a public agency is not required to notice on the agenda that it convene in executive session.
16. It is found that stating “executive session,” by itself, does not delineate an item of business but rather an executive session is simply a way to conduct the business of a public agency. However, a public agency is required to fairly apprise the public of the business to be transacted on the agenda for its meeting, whether the business is to be conducted in open session or in executive session.
17. It is found, therefore, that stating that “Litigation” would be taken up as an item of business was not sufficient and failed to fairly apprise the public of the business to be transacted with respect to that item. See Kate King and the Stamford Advocate v. Water Pollution Control Authority, City of Stamford, et al., Docket #FIC 2012-502 (May 8, 2013) (“legal strategy” failed to identify with sufficient particularity reason for respondents’ executive session); George Schober v. Janet Tyler, Superintendent, Lebanon Public Schools, et al., Docket #FIC 2011-471 (July 13, 2012) (“Update from legal counsel” listed under executive session failed to fairly and sufficiently apprise the public of the business to be transacted); Richard Stone et al., v. David Palmer, Chairman, Board of Education, Somers Public Schools, et al., Docket #FIC 2012-741 (September 14, 2011)(“legal matters insufficient to inform the public what respondents planned to discuss in executive session); Dostaler v. Water Development Task Force, Town of East Hampton, Docket #2009-333 (March 24, 2010) “pending litigation” failed to adequately apprise the public of business to be transacted).
18. Consequently, it is concluded that the respondents violated §1-225(c), G.S., by failing to fairly apprise the public of all of the business it intended to conduct at its June 17, 2014 regular meeting on the agenda for that meeting.
19. It is also found that, when the respondent board convened in executive session, it did not state the reason for the executive session and therefore, it is concluded that the respondents violated the provisions of §1-225(f), G.S., for failing to state the purpose of the executive session during the public portion of its June 17, 2014 meeting.
20. Finally, with respect to the allegation described in paragraph 3b, above, §1-231(a), G.S., requires in relevant part “that the minutes of [an] executive session shall disclose all persons who are in attendance.”
21. Based on the facts and circumstances of this case, it is found that the minutes of the respondents’ June 17, 2014 meeting disclose all persons who attended the executive session held during that meeting. Therefore, it is concluded that the respondents did not violate the FOI Act as alleged by the complainant in that regard.
22. Notwithstanding the conclusions in paragraphs 18 and 19, above, the Commission declines to consider the complainant’s request for the imposition of a civil penalty and denies the complainant’s request for the other various remedies, including censure against the respondent board and the law firm representing the respondent board.
The following order by the Commission is hereby recommended on the basis of the record concerning the above-captioned complaint:
1. Henceforth, the respondents shall strictly comply with the provisions of §1-225(c) and (f), G.S.
Approved by Order of the Freedom of Information Commission at its regular meeting of June 24, 2015.
Wendy R.B. Paradis
Acting Clerk of the Commission
PURSUANT TO SECTION 4-180(c), G.S., THE FOLLOWING ARE THE NAMES OF EACH PARTY AND THE MOST RECENT MAILING ADDRESS, PROVIDED TO THE FREEDOM OF INFORMATION COMMISSION, OF THE PARTIES OR THEIR AUTHORIZED REPRESENTATIVE.
THE PARTIES TO THIS CONTESTED CASE ARE:
90 Keelers Ridge
Wilton, CT 06897
Warren Serenbetz, Chairman, Board of Finance, Town of Wilton;
Al Alper, member, Board of Finance, Town of Wilton;
Richard Creeth, member, Board of Finance, Town of Wilton;
Lynne Vanderslice, member, Board of Finance, Town of Wilton;
Jeffrey Rutishauser, member, Board of Finance, Town of Wilton;
John Kalamarides, member, Board of Finance, Town of Wilton;
Board of Finance, Town of Wilton; and Town of Wilton
c/o Patricia C. Sullivan, Esq.
Cohen and Wolf, P.C.
1115 Broad Street
Bridgeport, CT 06604
Wendy R.B. Paradis
Acting Clerk of the Commission