In accordance with Governor Lamont's emergency declaration, employees and the public are asked to observe social distancing measures to ensure communal safety and to slow the spread of the novel coronavirus (COVID-19). People are asked to work from home and telecommute wherever possible. Adhering to these instructions, the Department of Banking has closed its offices to the public. However, agency staff will continue to provide services to consumers and industry through telework. When contacting the Department, please use electronic communication whenever possible. Agency staff will continue to check voicemails during this time. Consumers are encouraged to use our online form for complaints. If you are unsure where to send an inquiry, you may send it to Department.Banking@ct.gov and it will be routed appropriately. Thank you for your patience during this time.

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IN THE MATTER OF:

MIKE JAMES





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CERTIFICATION

DOCKET NO. CD-15-8202-S


The undersigned hereby certifies, on behalf of the Banking Commissioner (“Commissioner”), that:

1. On May 20, 2015, the Commissioner issued an Order to Cease and Desist and Notice of Right to Hearing (“Notice”) against Mike James (“Respondent”), a copy of the Notice is attached hereto and incorporated by reference herein;
2. The Order to Cease and Desist and Notice of Right to Hearing provided that it would remain in effect and become permanent against Respondent if a hearing was not requested within 14 days of its receipt;
3. On May 20, 2015, the Notice was sent by certified mail, return receipt requested, to Respondent;
4. On June 22, 2015, the Notice was returned to the Department of Banking marked “Return to Sender”;
5. On July 1, 2015, in accordance with Section 36b-33(h) of the General Statutes of Connecticut, the Notice was served on the Commissioner (“Notice of Service on the Banking Commissioner”).
6. On July 1, 2015, in accordance with Section 36b-33(h) of the General Statutes of Connecticut, the Notice of Service on the Banking Commissioner was sent by registered mail, return receipt requested to Respondent, and on July 6, 2015 by e-mail to Respondent at info at greenbergtaxandlaws.com, as listed on Greenberg International Law & Tax Advisory’s website at greenbergtaxandlaws.com;
7. Respondent has failed to request a hearing on the allegations set forth in the Order to Cease and Desist within 14 days of the date of the Notice of Service; and
8.  On July 22, 2015, the Order to Cease and Desist issued against Respondent became permanent.  

Dated at Hartford, Connecticut,    JORGE L. PEREZ
this 23 day of July, 2015.   BANKING COMMISSIONER
    
By: _____/s/______________
  Elena Zweifler
  Staff Attorney 

 

Administrative Orders and Settlements