Securities and Business Investments Division
2012 Administrative Orders and Settlements
Important Note: Securities Conditional Registrations are not listed on this page. For information on conditional registrations, please visit the department’s Verify a License page.
Aegis Capital Corp. - April 27
Andreyeva, Tatyana - March 27
Bankers Life and Casualty Company - June 29
BLC Financial Services, Inc.
Beauchamp, Alfred R. - May 29
Connecticut Foreclosure Division Corp.
Blankenship, Stephen Burton - August 31
Deer Hill Financial Group, LLC
Brookville Capital Partners - August 9
Clinton, Michael H. - March 21
Cronin, William Alexis Jr. - June 26 - December 11
Cuccaro, Yvette - March 2 - March 7
DFS Capital Management, LP - November 6
Greco, John Vincent
DFS Fund, Limited Partnership
EQA Currency Fund LP - July 17
EQA Global Macro Fund LP
E*Trade Securities LLC - April 18
Fleming, Perry & Cox, Inc. - March 9
Foschini, Attilio Anthony - February 17
Gigapix Studios, Inc. - April 24
Hawthorne Advisory Group, LLC - May 29
Heiden, William D. Jr.
IHS Herold Inc. - May 9
Laidlaw & Company (UK) Ltd. - April 11
The Magic Plunger, LLC - November 6
John, Jerold L.
Thorp, Dale N.
Court Order re 9/26/12 Stipulation
Verified Complaint, Application for Appointment of Receiver and Stipulated Order
Martineau, Michael J. - March 5 - March 7
Marvin, Ronald - May 9
RMV Holding Company, LLC
RMV Investments, LLC
Maxcomusa Group Inc. - December 21
Movies for a Better World, LLC - March 5 - March 7
Mozicato, Paul Anthony - August 21
Mullaney, Raymond Michael - August 22
Mullaney Management & Trust, LLC
Natera, Hector - March 2 - March 7
Olojugba, Eric - May 3 - November 30
Pazdar, Stephen P. - March 27 - May 11 - May 15
Point Stratford Development, LLC - March 2 - March 7
f/k/a Hollywood East/Area 51, LLC
Prosper Marketplace, Inc. - April 10
Duquesne, Marie Meredith - October 9 - November 13 - November 15
a/k/a Duquesne, Meredith
Southridge Investment Group - February 9
f/k/a Greenfield Capital Partners, LLC
Stead-Fast Custom Linings, LLC - December 17
Steadfast Holdings Group, Inc.
f/k/a Beere Financial Group, Inc.
For more information on a particular administrative order or settlement, you may contact the department via E-mail or by calling (860) 240-8170.