Securities and Business Investments Division
2012 Administrative Orders and Settlements
Important Note: Securities Conditional Registrations are not listed on this page. For information on conditional registrations, please visit the department’s Verify a License page.
Cronin, William Alexis Jr. - June 26 - December 11
DFS Capital Management, LP -
November 6Greco, John Vincent
DFS Fund, Limited Partnership
The Magic Plunger, LLC - November 6
John, Jerold L.
Thorp, Dale N.
Court Order re 9/26/12 Stipulation
Verified Complaint, Application for Appointment of Receiver and Stipulated Order
Maxcomusa Group Inc. -
December 21Christoforou, Christos
Olojugba, Eric - May 3 - November 30
Sky Watch Media, Inc. - October 9 - November 13 - November 15
a/k/a Duquesne, Meredith
Stead-Fast Custom Linings, LLC - December 17
Steadfast Holdings Group, Inc.
f/k/a Beere Financial Group, Inc.
For more information on a particular administrative order or settlement, you may contact the department via E-mail or by calling (860) 240-8170.