To protect the health and safety of the public and our employees, the Department of Banking has limited the number of employees at our office at 260 Constitution Plaza in Hartford. When contacting the Department, please use electronic communication whenever possible. Consumers are encouraged to use our online form for complaints. If you are unsure where to send an inquiry, you may send it to Department.Banking@ct.gov and it will be routed appropriately. Thank you for your patience during this time.

Securities and Business Investments Division
2012 Administrative Orders and Settlements

Important Note: Securities Conditional Registrations are not listed on this page. For information on conditional registrations, please visit the department’s Verify a License page.



Cronin, William Alexis Jr. - June 26 - December 11

DFS Capital Management, LP -
November 6Greco, John Vincent
DFS Fund, Limited Partnership

The Magic Plunger, LLC - November 6
John, Jerold L.
Thorp, Dale N.
   Court Order re 9/26/12 Stipulation 
   Verified Complaint, Application for Appointment of Receiver and Stipulated Order

Maxcomusa Group Inc. -
December 21Christoforou, Christos

Olojugba, Eric - May 3 - November 30

Sky Watch Media, Inc. - October 9 - November 13  - November 15

Duquesne, Marie Meredith - October 9 - November 13 - November 15
a/k/a Duquesne, Meredith

Stead-Fast Custom Linings, LLC - December 17
Steadfast Holdings Group, Inc.
   f/k/a Beere Financial Group, Inc.
Calash, John
Calash, Susan
Borgo, Christopher


Other Years:  2021  |  2020  |  2019  |   2018  |  2017  |  2016  |  2015  |  2014  |  2013

For more information on a particular administrative order or settlement, you may contact the department via E-mail or by calling (860) 240-8170.