Application and Reporting Forms

The following Department of Banking application forms may be downloaded for submission to the agency. Please contact the appropriate division for information on licensing procedures and requirements.

Consumer Credit Division

Financial Institutions Division

  • Business and Industrial Development Corporations
  • International Trade and Investment Corporation

Securities and Business Investments Division

Business Opportunity Registration

Securities Licensing

Securities Registration, Exemption and Notice Filings

FINRA Forms -

Some forms required by the Securities Division are available from the Financial Institution Regulator Authority (FINRA):

FINRA Bookstore - forms and publications

See also: SEC Forms List

Connecticut Economic Resource Center (CERC)
Visit Connecticut Economic Resource Center for information on all licensing and permitting activities across Connecticut State government.