Application and Reporting Forms


The following Department of Banking application forms may be downloaded for submission to the agency. Please contact the appropriate division for information on licensing procedures and requirements.

Financial Institutions Division
  • Business and Industrial Development Corporations
  • International Trade and Investment Corporation

Consumer Credit Division

Securities and Business Investments Division

Business Opportunity Registration

Securities Licensing

Securities Registration, Exemption and Notice Filings

FINRA Forms -

Some forms required by the Securities Division are available from the Financial Institution Regulator Authority (FINRA):

FINRA Bookstore - forms and publications

See also: SEC Forms List


Connecticut Economic Resource Center (CERC)
Visit Connecticut Economic Resource Center for information on all licensing and permitting activities across Connecticut State government.