NOTICE: In accordance with Governor Lamont's emergency declaration, employees and the public are asked to observe social distancing measures to ensure communal safety and to slow the spread of the novel coronavirus (COVID-19). People are asked to work from home and telecommute wherever possible. Adhering to these instructions, the Department of Banking has closed its offices to the public. However, agency staff will continue to provide services to consumers and industry through telework. When contacting the Department, please use electronic communication whenever possible. Agency staff will continue to check voicemails during this time. Consumers are encouraged to use our online form for complaints. If you are unsure where to send an inquiry, you may send it to Department.Banking@ct.gov and it will be routed appropriately. Thank you for your patience during this time.

Application and Reporting Forms


The following Department of Banking application forms may be downloaded for submission to the agency. Please contact the appropriate division for information on licensing procedures and requirements.

Financial Institutions Division
  • Business and Industrial Development Corporations
  • International Trade and Investment Corporation

Consumer Credit Division

Securities and Business Investments Division

Business Opportunity Registration

Securities Licensing

Securities Registration, Exemption and Notice Filings

FINRA Forms - Some forms required by the Securities Division are available from the Financial Institution Regulator Authority (FINRA) 

See also: SEC Forms List